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William D. West

Nationwide Investment Services Corp.

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About William D. West

William D. West is a financial advisor with Nationwide Investment Services Corp. in Columbus, Ohio. William has been in the securities industry since February 16, 2005, and has been registered with Nationwide Investment Services Corp. since January 21, 2010. William is licensed in 27 states. William is also registered with FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA). William has passed the Series 6, Series 63 and SIE exams. Before joining Nationwide Investment Services Corp., William worked for Sammons Securities Company, LLC and Capital Brokerage Corporation.

Firm Information

William West is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William West’s Registration & Firm History

OH

01/21/2010 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

VA

09/08/2009 - 12/04/2009

SAMMONS SECURITIES COMPANY, LLC (RICHMOND VA)

VA

06/22/2004 - 02/26/2009

CAPITAL BROKERAGE CORPORATION (RICHMOND VA)

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Licenses & Designations

BC

Issued 06/24/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William D. West.
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