Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam D. Rodriguez is a financial advisor with over 20 years of experience in the industry. William D. Rodriguez is currently registered with Cetera Advisors LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Cetera Financial Specialists LLC. William D. Rodriguez is also a registered representative in Illinois. Prior to joining Cetera Advisors LLC, William D. Rodriguez was employed by FIRST ALLIED SECURITIES, INC., NEWEDGE USA, LLC, MESIROW FINANCIAL, INC. and DWS SCUDDER DISTRIBUTORS, INC. William D. Rodriguez holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/16/2021 - Present
Cetera Advisors LLC (SCHAUMBURG IL)
IL
02/03/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SCHAUMBURG IL)
IL
05/27/2010 - 09/09/2011
NEWEDGE USA, LLC (CHICAGO IL)
IL
08/16/2006 - 04/23/2009
MESIROW FINANCIAL, INC. (CHICAGO IL)
IL
07/21/2000 - 04/18/2006
DWS SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 08/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Rodriguez is the right advisor for you? Invested Better is here to help.
