Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam D. Poteet is a financial professional with over 20 years of experience in the industry. William is currently registered with PNC Capital Markets LLC. Prior to joining PNC Capital Markets LLC, William held positions at PNC FUNDS DISTRIBUTOR, LLC, RAFFERTY CAPITAL MARKETS, LLC, FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and A. G. EDWARDS & SONS, INC. William holds FINRA Series 7, 31, and 66 licenses as well as the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
03/23/2020 - Present
PNC Capital Markets LLC (PITTSBURGH PA)
TX
05/12/2017 - 12/31/2019
PNC FUNDS DISTRIBUTOR, LLC (Dallas TX)
NY
05/30/2012 - 05/04/2017
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
TX
02/04/2008 - 05/23/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
TX
10/22/2003 - 01/02/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT WORTH TX)
MO
12/06/2002 - 10/16/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 05/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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