Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Philmon is a financial professional with over 14 years of experience in the industry. William is currently registered with Charles Schwab & Co., Inc. and has been with them since March 2023. Previously, William worked at TD AMERITRADE, INC. and TD AMERITRADE CLEARING, INC. William holds a variety of licenses and certifications, including Series 3, 4, 7, 9, 10, 63 and SIE. William is also registered in over 50 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. William is a financial advisor who specializes in offering financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
03/30/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
04/06/2009 - 05/19/2024
TD AMERITRADE, INC. (OMAHA NE)
NE
12/20/2017 - 04/20/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
BC
Issued 04/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/09/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/08/2021
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2018
Series 3 - National Commodity Futures Examination
BC
Issued 04/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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