Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam D. Hennessey is an investment advisor representative with Charles Schwab & Co., Inc. William has been in the industry since 1999 and has a wealth of experience. He is a registered representative in Kentucky and a resident investment advisor in Texas. William specializes in portfolio management for individuals and financial planning. William was previously registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, CHARLES SCHWAB & CO., INC., TD AMERITRADE, INC., NATCITY INVESTMENTS, INC., FIDELITY BROKERAGE SERVICES LLC, and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
KY
01/06/2020 - Present
Charles Schwab & CO., Inc. (Fort Mitchell KY)
OH
08/07/2015 - 04/12/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CINCINNATI OH)
OH
07/16/2007 - 08/18/2014
CHARLES SCHWAB & CO., INC. (CINCINNATI OH)
OH
09/23/2005 - 04/30/2007
TD AMERITRADE, INC. (CINCINNATI OH)
OH
06/28/2005 - 10/17/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
RI
07/23/1999 - 06/15/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
01/03/1998 - 07/21/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 05/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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