Unclaimed
William Curtis Stevens is a financial advisor registered with BNP Paribas Securities Corp. and has over 10 years of experience in the industry. William has passed the Series 7, Series 79TO, and SIE exams. William is currently registered with FINRA and is licensed in 52 states and Puerto Rico. Prior to joining BNP Paribas Securities Corp., William was registered with FUNDING CIRCLE SECURITIES LLC. William has a breadth of experience across many areas, and is dedicated to delivering exceptional financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/07/2020 - Present
BNP Paribas Securities Corp. (SAN FRANCISCO CA)
CA
02/03/2017 - 12/31/2017
FUNDING CIRCLE SECURITIES LLC (San Francisco CA)
BC
Issued 10/19/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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