Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Curtis Horner is a financial advisor at Cambridge Investment Research Advisors, Inc. William has been a registered representative since August 1985 and has been active in the industry since 1984. William holds both the Series 7 and Series 63 licenses in addition to having attained the Series 22 and Series 6 exams. William also holds the Chartered Financial Consultant designation. William has been affiliated with Cambridge Investment Research Advisors, Inc. since October 2018. William's previous firm experience includes working at Lincoln Financial Securities Corporation from July 2002 until October 2018 and Capital Brokerage Corporation from December 1997 until July 2002. William provides financial planning services and is also an insurance agent for various independent insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
10/19/2018 - Present
Cambridge Investment Research Advisors, Inc. (Roxboro NC)
NC
07/15/2002 - 10/19/2018
LINCOLN FINANCIAL SECURITIES CORPORATION (ROXBORO NC)
VA
12/01/1997 - 07/17/2002
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
08/13/1985 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/12/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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