Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Curtis Hodges is a financial advisor registered with Northwestern Mutual Investment Services, LLC in Richmond, VA. William has been a financial advisor for more than two years. He has licenses in the following states: Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Michigan, New York, North Carolina, Tennessee, Texas, and Virginia. William has also passed the Series 66, Series 7 and the SIE exams. William's prior experience includes roles at Deloitte and Touche LLP and Merrill Lynch Wealth Management. In addition to serving clients of Northwestern Mutual, William may earn commissions from other insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
08/20/2021 - Present
Northwestern Mutual Investment Services, LLC (RICHMOND VA)
DC
12/04/2020 - 08/02/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
BOTH
Issued 01/07/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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