Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Craig Walker is a financial advisor with over 30 years of experience in the financial services industry. William has held various positions at several firms, including Raymond James Financial Services, Robert Thomas Securities, Prudential Securities, and Smith Barney. William currently holds registrations in California with Mariner Wealth, specializing in portfolio management, financial planning, pension consulting, and educational seminars. William is a Certified Financial Planner and has earned several professional designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/28/2023 - Present
Mariner Wealth (Fullerton CA)
CA
01/04/1999 - 04/09/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (FULLERTON CA)
FL
05/12/1997 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
12/20/1993 - 05/12/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/16/1990 - 01/14/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NA
12/09/1987 - 02/24/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
02/19/1986 - 12/17/1987
FIRST AFFILIATED SECURITIES, INC.
IA
Issued 05/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2024
Series 24 - General Securities Principal Examination
BC
Issued 02/15/2024
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/15/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1988
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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