Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Courtney Leffall is a financial advisor with LPL Financial LLC based in McKinney, TX. William Leffall has been in the financial services industry since 2008. William Leffall is registered with the state of Texas, and holds the following securities licenses: Series 66, Series 7 and SIE. William Leffall is a CERTIFIED FINANCIAL PLANNER™ professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
12/14/2023 - Present
LPL Financial LLC (MCKINNEY TX)
TX
03/17/2021 - 12/31/2023
SVB INVESTMENT SERVICES INC. (Richardson TX)
TX
10/25/2019 - 03/15/2021
APEX CLEARING CORPORATION (DALLAS TX)
NC
12/23/2014 - 10/02/2019
DFA SECURITIES LLC (CHARLOTTE NC)
TX
05/19/2009 - 04/18/2013
USAA FINANCIAL ADVISORS, INC. (DALLAS TX)
TX
03/12/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
TX
11/22/2006 - 02/28/2008
AMERIPRISE FINANCIAL SERVICES, INC. (PLANO TX)
BOTH
Issued 12/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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