Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Courtney Charboneau is a registered representative with Wells Fargo Clearing Services, LLC. William has been in the securities industry since 2003 and has worked at Wells Fargo Investments, LLC and U.S. Bancorp Investments, Inc. William holds licenses for Series 6, 7, 63, and 66 and has passed the SIE exam. William is registered to provide investment advisory services in Arizona, California, Colorado, Georgia, Illinois, Iowa, Nebraska, New Jersey, New Mexico, Oregon, South Carolina, Texas, Virginia, Washington, and Wyoming. William works with individuals, corporations, high net worth individuals, insurance companies, investment companies, charitable organizations, pension and profit sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
10/20/2023 - Present
Wells Fargo Clearing Services, LLC (DENVER CO)
CO
08/20/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FORT COLLINS CO)
MN
10/25/1999 - 11/04/1999
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
BOTH
Issued 09/09/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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