Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Cain is a financial advisor with over 10 years of experience in the industry. William is currently registered with Russell Investments and is also active in Washington. William has experience with a number of firms including AXA Advisors, LLC, Russell Financial Services, Inc., part of Russell Investments, and Chase Investment Services Corp. William has a strong background in financial planning and portfolio management. William specializes in providing advisory services to individuals, businesses, investment companies, and pooled investment vehicles. William is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of revenue/intracompany agrmts and % of assets/advsmt
1
2
WA
08/08/2018 - Present
Russell Investments (SEATTLE WA)
WA
09/23/2014 - 08/06/2018
AXA ADVISORS, LLC (BELLEVUE WA)
WA
01/10/2011 - 08/18/2014
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (SEATTLE WA)
WA
04/15/2010 - 07/23/2010
CHASE INVESTMENT SERVICES CORP. (PUYALLUP WA)
WA
08/03/2007 - 03/05/2010
AXA ADVISORS, LLC (BELLEVUE WA)
BOTH
Issued 08/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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