Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Walker is a financial professional with over 11 years of experience in the financial services industry. William is currently registered with DWM Finance LLC in Connecticut. William holds the Series 63, Series 7, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
05/20/2011 - Present
DWM Finance LLC (STAMFORD CT)
BC
Issued 03/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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