Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Harless is a financial advisor registered with Raymond James & Associates, Inc. William has been in the financial services industry for over 10 years and has a broad range of experience. William is registered to offer securities and investment advisory services in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/17/2016 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
09/06/2016 - 06/04/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
TN
07/23/2010 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (KNOXVILLE TN)
BOTH
Issued 08/11/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/2017
Series 4 - Registered Options Principal Examination
BC
Issued 06/02/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/30/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2018
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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