Unclaimed
William Conrad Daly is a financial advisor with Houlihan Lokey Capital, Inc. based in Dallas, Texas. William has been in the industry since 2021. William is registered with FINRA and the state of Texas. William holds the Series 63, SIE, and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/13/2021 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
BC
Issued 09/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2021
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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