Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Coleman Davis is a financial advisor with over 40 years of experience in the industry. William is currently registered with Piper Sandler & Co. and has previously held positions with PRINCIPAL FINANCIAL SECURITIES, INC., FIRST INTERSTATE INVESTMENTS, INC., ESSEX NATIONAL SECURITIES, INC., BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION, SOUTHWEST SECURITIES, INC., QUINN & CO., INC., and RAUSCHER PIERCE REFSNES, INC.. William is a Series 7, 50, 52TO, 53, 54, and 63 licensed advisor. William is an expert in providing analytical reports and public finance consulting programs and currently serves one state or municipal government entity. William is licensed in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/05/1998 - Present
Piper Sandler & Co. (PHOENIX AZ)
TX
07/16/1996 - 03/02/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
12/08/1995 - 07/01/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
06/30/1993 - 11/16/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NA
06/23/1989 - 03/18/1993
BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION
TX
01/23/1987 - 06/06/1989
SOUTHWEST SECURITIES, INC. (DALLAS TX)
NA
08/23/1983 - 01/23/1987
QUINN & CO., INC.
NA
04/24/1980 - 08/01/1983
RAUSCHER PIERCE REFSNES, INC.
BC
Issued 04/26/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2020
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 01/28/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/24/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 04/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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