Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Cole Anderson is a financial advisor with UBS Financial Services Inc. William has over 6 years of experience in the financial services industry. William is registered with the Securities and Exchange Commission (SEC) and holds the Series 63, 66, 7, and SIE licenses. William is also a Chartered Financial Analyst. William has a strong track record of providing financial advice to individuals and families. William is committed to helping clients achieve their financial goals. William has worked at UBS for over 6 years and has also worked at several other financial institutions. William's experience includes providing financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
11/16/2023 - Present
UBS Financial Services Inc. (SEATTLE WA)
WA
09/25/2017 - 11/06/2019
UBS FINANCIAL SERVICES INC. (BELLEVUE WA)
BC
Issued 11/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/06/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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