Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Cohen is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. William Cohen has been in the industry for over 15 years. William Cohen has experience with a wide range of clients including individuals, businesses, and institutions. William Cohen offers a variety of services, including portfolio management, investment advice, and financial planning. William Cohen is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). William Cohen is also registered in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/04/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
DC
07/08/2010 - 06/11/2014
J.P. MORGAN SECURITIES LLC (WASHINGTON DC)
NY
10/16/2007 - 07/09/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 11/04/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/17/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/05/2007
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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