Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Ricketts is a financial professional with experience in the securities industry. William currently works for CTC, LLC, a firm based in Chicago, Illinois. William holds the Series 27, Series 57TO, and SIE licenses. In the past, William worked at RONIN CAPITAL, LLC, another Chicago based firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/04/2022 - Present
CTC, LLC (CHICAGO IL)
IL
06/27/2019 - 07/30/2020
RONIN CAPITAL, LLC (CHICAGO IL)
BC
Issued 06/27/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/20/2019
Series 57TO - Securities Trader Exam
BC
Issued 11/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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