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William Clymer James

ING Financial Markets LLC

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About William Clymer James

William Clymer James is a financial professional with over 25 years of experience in the financial services industry. William has a strong track record of success in the investment banking sector. William has been associated with ING Financial Markets LLC since 2001 and previously held roles at ING Barings LLC, ING Baring (U.S.) Securities, Inc. and Internationale Nederlanden (U.S.) Securities Corporation. William holds multiple FINRA licenses including Series 7, 24, 63, 79TO and SIE and is registered to conduct business in 20 states.

Firm Information

William James is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William James’s Registration & Firm History

NY

04/30/2001 - Present

ING Financial Markets LLC (NEW YORK NY)

NY

07/01/1998 - 04/30/2001

ING BARINGS LLC (NEW YORK NY)

NY

01/14/1998 - 07/01/1998

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

NY

11/06/1995 - 12/16/1996

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

NA

12/14/1993 - 11/06/1995

INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 02/03/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/24/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for William Clymer James.
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