Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Clifford Atherton is a securities professional with over 30 years of experience in the financial services industry. Atherton is currently registered with Gulfstar Group I, Ltd. in Houston, Texas. Prior to joining Gulfstar Group I, Ltd., William Clifford Atherton was registered with MCKENNA SECURITIES COMPANY and DEAN WITTER REYNOLDS INC.. William Clifford Atherton holds the Series 7, Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/17/1995 - Present
Gulfstar Group I, Ltd. (HOUSTON TX)
DC
09/02/1992 - 10/02/1995
MCKENNA SECURITIES COMPANY (WASHINGTON DC)
NY
05/23/1989 - 02/15/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 07/31/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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