Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Cleary Roth is a financial advisor with Houlihan Lokey Capital, Inc., based in San Francisco. William Cleary Roth holds the Series 63, SIE, and Series 79 licenses. William Cleary Roth is licensed in Illinois. William Cleary Roth has been in the financial industry since 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/11/2015 - Present
Houlihan Lokey Capital, Inc. (San Francisco CA)
BC
Issued 04/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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