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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Clay Tucker is an investment advisor representative with Sequent Planning, LLC, based in Alpharetta, Georgia. William has been a Registered Representative since 1990 and an Investment Advisor Representative since 2003. William's previous experience includes roles at Berthel, Fisher & Company Financial Services, Inc. and BB&T Investment Services, Inc. William is a graduate of the University of Alabama and is a member of the National Association of Insurance and Financial Advisors. William offers a variety of services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
01/17/2023 - Present
Sequent Planning, LLC (ALPHARETTA GA)
GA
01/04/2010 - 01/11/2010
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (SUWANEE GA)
GA
10/18/2006 - 09/28/2009
BB&T INVESTMENT SERVICES, INC. (KENNESAW GA)
NC
08/31/2004 - 10/12/2006
IRONSTONE SECURITIES, INC. (RALEIGH NC)
NC
08/31/2004 - 09/21/2004
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
TN
10/01/2003 - 07/16/2004
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
MO
09/17/2003 - 09/30/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/20/2003 - 05/29/2003
QUICK & REILLY, INC. (NEW YORK NY)
WI
03/28/2003 - 04/04/2003
INVEST FINANCIAL CORPORATION (APPLETON WI)
AL
11/13/2002 - 04/01/2003
SAL FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
TN
04/12/2001 - 11/06/2002
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
AL
08/12/1996 - 04/12/2001
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
VA
08/05/1993 - 02/06/1996
GNA SECURITIES, INC. (GLEN ALLEN VA)
NJ
12/10/1993 - 01/06/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/21/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
MA
04/24/1993 - 07/22/1993
JMC FINANCIAL CORPORATION (BOSTON MA)
NA
07/22/1992 - 05/14/1993
BUCKHEAD FINANCIAL CORPORATION
MN
11/16/1990 - 12/23/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/16/1990 - 12/23/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
08/21/1990 - 11/26/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 02/29/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/1991
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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