Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Arnold has been working in the financial industry since September 1998. William is currently registered with Raymond James Financial Services Advisors, Inc. and has been with them since July 2009. Prior to working with Raymond James Financial Services Advisors, Inc. William worked with WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC.. William's previous registration with WELLS FARGO ADVISORS, LLC ended in July 2009. William's previous registration with A. G. EDWARDS & SONS, INC. ended in January 2008. William is a Registered Representative and Investment Advisor Representative and holds the Series 7, 9, 10, 63 and 65 licenses. William also holds the SIE license. William provides investment advice to a variety of clients including high-net-worth individuals, corporations, insurance companies, charitable organizations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
07/30/2009 - Present
Raymond James Financial Services Advisors, Inc. (SPOKANE WA)
WA
01/01/2008 - 07/17/2009
WELLS FARGO ADVISORS, LLC (SPOKANE WA)
WA
09/15/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SPOKANE WA)
IA
Issued 03/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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