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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Smith is a financial advisor at AE Wealth Management, LLC. William has been in the financial services industry since 1991, and has experience in both investment advisory and brokerage services. William's areas of expertise include financial planning, pension consulting, and portfolio management. William has a Series 7, Series 3, and Series 63 licenses, and is also a licensed investment advisor representative in Mississippi. William is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MS
02/19/2025 - Present
AE Wealth Management, LLC (Madison MS)
MS
06/30/2000 - 07/24/2006
UBS FINANCIAL SERVICES INC. (JACKSON MS)
NY
05/31/1995 - 06/30/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/01/1991 - 05/31/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/24/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/1991
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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