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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Jaques is a financial advisor with over 27 years of experience in the industry. Currently, William Jaques is registered with LPL Financial LLC and has branch offices in Murray, Utah. William Jaques has previously been registered with CETERA ADVISOR NETWORKS LLC, BENEFICIAL INVESTMENT SERVICES, INC., EQUITY SERVICES, INC., MONY SECURITIES CORPORATION, and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. William Jaques is licensed in Arizona, California, Idaho, Montana, Nevada, Texas, and Utah. William Jaques holds the Series 6, 7, 63, and 66 securities licenses, and the SIE exam. William Jaques is also a Registered Investment Advisor (RIA) in Texas and Utah. William Jaques specializes in providing financial advice to individuals, businesses, corporations, pension and profit-sharing plans, charitable organizations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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UT
09/21/2022 - Present
LPL Financial LLC (MURRAY UT)
UT
09/08/2008 - 09/28/2022
CETERA ADVISOR NETWORKS LLC (MURRAY UT)
UT
07/23/2007 - 09/09/2008
BENEFICIAL INVESTMENT SERVICES, INC. (MIDVALE UT)
UT
12/10/2003 - 08/10/2007
EQUITY SERVICES, INC. (SANDY UT)
NY
10/22/2001 - 12/08/2003
MONY SECURITIES CORPORATION (NEW YORK NY)
RI
08/16/1994 - 08/14/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 06/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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