Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Strafford is a financial advisor with over 30 years of experience in the industry. William is a Registered Representative of LPL Financial LLC and a Certified Financial Planner. William has held various positions in the financial services industry, including senior vice president of the Personal Asset Management Group at 1st Source Bank. William specializes in providing a range of financial services to individuals, families, businesses and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/05/2011 - Present
LPL Financial LLC (SOUTH BEND IN)
IN
01/17/2006 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (SOUTH BEND IN)
IN
11/02/2001 - 12/31/2005
NATCITY INVESTMENTS, INC. (MUNSTER IN)
OH
11/02/2001 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
TX
08/28/1991 - 11/09/2001
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NA
10/25/1988 - 03/01/1991
KEMPER FINANCIAL SERVICES, INC.
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/31/2003
Series 4 - Registered Options Principal Examination
BC
Issued 04/03/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1997
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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