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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Christopher Schadty is an investment advisor representative at Harbor Investment Advisory, LLC in Lutherville, MD. William has been in the industry since April 6, 1999. William has been with Harbor Investment Advisory, LLC since February 5, 2020. Prior to that, William was a registered representative at Morgan Stanley and previously worked at Citigroup Global Markets Inc. and Legg Mason Wood Walker, Incorporated. William is licensed to sell securities in 49 states, as well as the District of Columbia. William specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
02/05/2020 - Present
Harbor Investment Advisory, LLC (Lutherville MD)
MD
06/01/2009 - 02/07/2020
MORGAN STANLEY (HUNT VALLEY MD)
MD
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TOWSON MD)
MD
12/04/2000 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
LA
04/07/1999 - 12/04/2000
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/08/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/09/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2011
Series 3 - National Commodity Futures Examination
BC
Issued 05/29/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/06/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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