Unclaimed
William Christopher Frasco is a securities professional with extensive experience in the financial industry. William has been registered with the Financial Industry Regulatory Authority (FINRA) since 1991 and holds a Series 7, 24, 55, 63, and SIE license. Currently, William is an active registered representative at PHX Financial, Inc. located in New York, NY. Previously, William was with MADision Global Partners LLC, Network 1 Financial Securities Inc., First Standard Financial Company LLC, Legend Securities, Inc., GP Nurmenkari Inc., J.P. Turner & Company, L.L.C., Wilmington Capital Securities, LLC, National Securities Corporation, Joseph Stevens & Company, Inc., Benson York Group, Inc., M. H. Meyerson & Co., Inc., Drake & Company, Inc., Ladenburg, Thalmann & Co., Inc., A.S. Goldmen & Co., Inc., and First Hanover Securities, Inc.. William Frasco's areas of expertise include investment banking, equity trading, and general securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/16/2023 - Present
PHX Financial, Inc. (NEW YORK NY)
NY
12/02/2022 - 11/03/2023
MADISON GLOBAL PARTNERS LLC (HAUPPAUGE NY)
NJ
04/26/2019 - 12/20/2022
NETWORK 1 FINANCIAL SECURITIES INC. (RED BANK NJ)
NY
03/04/2016 - 05/25/2017
FIRST STANDARD FINANCIAL COMPANY LLC (STATEN ISLAND NY)
NY
04/16/2012 - 04/09/2014
LEGEND SECURITIES, INC. (NEW YORK NY)
CT
01/10/2012 - 04/30/2012
GP NURMENKARI INC. (NORWALK CT)
NY
07/14/2010 - 01/03/2012
J.P. TURNER & COMPANY, L.L.C. (BROOKLYN NY)
NY
08/21/2009 - 06/30/2010
WILMINGTON CAPITAL SECURITIES, LLC (GARDEN CITY NY)
NJ
04/29/2008 - 08/21/2009
NATIONAL SECURITIES CORPORATION (OLD BRIDGE NJ)
NY
10/13/2003 - 05/01/2008
JOSEPH STEVENS & COMPANY, INC. (NEW YORK NY)
NY
09/19/2001 - 10/26/2001
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
NY
08/28/2001 - 10/08/2001
BENSON YORK GROUP, INC. (MELVILLE NY)
NJ
07/13/2000 - 07/10/2001
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
NY
01/07/2000 - 07/06/2000
DRAKE & COMPANY, INC. (NEW YORK NY)
NY
11/04/1999 - 11/23/1999
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
03/02/1998 - 11/16/1998
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
NY
08/27/1997 - 12/02/1997
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
NY
05/03/1994 - 08/06/1997
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
NJ
07/11/1991 - 05/05/1994
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
NY
06/03/1991 - 06/21/1991
FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)
BC
Issued 07/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/25/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/30/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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