Unclaimed
William Christopher Dawkins is a financial professional licensed in Texas. William has been in the industry since August 2021. William's Series 79TO and SIE licenses permit William to provide investment banking services. William is currently registered with Bofa Securities, Inc., located in Houston.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
TX
08/26/2021 - Present
Bofa Securities, Inc. (HOUSTON TX)
BC
Issued 08/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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