Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Alderman is a financial professional with over 6 years of experience in the industry. William is currently registered with Axos Clearing LLC in Centennial, Colorado. Prior to this, William was registered with Charles Schwab & Co., Inc. in Phoenix, Arizona. William holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/10/2024 - Present
Axos Clearing LLC (CENTENNIAL CO)
AZ
09/09/2018 - 04/13/2023
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
AZ
08/15/2016 - 05/30/2018
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BC
Issued 12/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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