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William Christian Vitale

Maxim Group LLC

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About William Christian Vitale

William Vitale is a financial professional with over 27 years of experience in the industry. He is currently registered with Maxim Group LLC and has previously held positions with BrokerageAmerica, LLC, Fleet Securities, Inc., Spear, Leeds & Kellogg, L.P., Dalton Kent Securities Group, Inc. and Stuart, Coleman & Co., Inc.. William Vitale is licensed to conduct business in several states, including California, Colorado, Florida, New Jersey, and New York. He has successfully passed numerous industry exams, including the Series 7, Series 24, Series 55, Series 57TO, and Series 99TO exams.

Firm Information

William Vitale is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Vitale’s Registration & Firm History

NJ

11/23/2004 - Present

Maxim Group LLC (RED BANK NJ)

NY

07/19/2002 - 11/03/2004

BROKERAGEAMERICA, LLC (NEW YORK NY)

TX

03/26/2002 - 07/23/2002

FLEET SECURITIES, INC. (DALLAS TX)

NY

04/29/1998 - 03/12/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

NY

03/28/1997 - 04/03/1998

DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)

NY

11/01/1995 - 04/08/1997

STUART, COLEMAN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/04/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/06/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/30/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Christian Vitale.
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