Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Cordell is a financial advisor with over 20 years of experience in the industry. He is registered with Raymond James & Associates, Inc. and holds Series 7, 9, 10, 31 and 63 licenses, as well as Series 65 and SIE certifications. William has worked with clients in a variety of industries, including insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations, and individuals. His areas of expertise include financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
12/04/2020 - Present
Raymond James & Associates, Inc. (Carmel IN)
IN
01/15/2010 - 11/09/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)
IN
08/20/1999 - 01/25/2010
UBS FINANCIAL SERVICES INC. (INDIANAPOLIS IN)
NJ
04/28/1999 - 08/18/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/22/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 04/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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