Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Chinn is a financial advisor with Wells Fargo Advisors Financial Network, LLC. William has been in the industry since 1990 and has experience in various financial markets. William holds several licenses including Series 3, 7, 9, 10, 31, and 63 and has passed the SIE and Series 65 exams. William has held previous roles at RBC Dain Rauscher Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Shearson Inc., and Lehman Brothers Inc. William is registered in 23 states. William has a deep understanding of the investment landscape and is committed to providing personalized financial guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/01/2023 - Present
Wells Fargo Advisors Financial Network, LLC (LONGVIEW TX)
TX
10/28/2005 - 06/01/2023
WELLS FARGO CLEARING SERVICES, LLC (LONGVIEW TX)
NY
03/02/1998 - 11/04/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
08/03/1993 - 03/05/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 08/31/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
07/30/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 03/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/22/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 08/27/1990
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Chinn is the right advisor for you? Invested Better is here to help.
