Unclaimed
William Chester Smigiel is a financial advisor at LPL Financial LLC. William Chester Smigiel has been in the financial industry since 2007 and has been registered with LPL Financial LLC since 2018. William Chester Smigiel is a licensed financial advisor in multiple states. In addition to LPL Financial LLC, William Chester Smigiel has also worked at INVEST FINANCIAL CORPORATION and LIBERTY BANK FOR SAVINGS. William Chester Smigiel offers financial planning, portfolio management, and other advisory services. William Chester Smigiel is a licensed financial advisor in California, Florida, Illinois, Maryland, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
02/14/2018 - Present
LPL Financial LLC (CHICAGO IL)
IL
04/16/2007 - 02/14/2018
INVEST FINANCIAL CORPORATION (CHICAGO IL)
BOTH
Issued 05/23/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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