Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Charles Warner is a registered representative with Raymond James & Associates, Inc. located in KNOXVILLE, TN. William has been in the financial services industry since January 25, 1973. William has held previous positions at MORGAN KEEGAN & COMPANY, INC., FIRST SOUTHEASTERN COMPANY, and PAINE, WEBBER, JACKSON & CURTIS INCORPORATED. William holds multiple licenses and registrations, including Series 63, Series 65, Series 7TO, and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
02/13/2013 - Present
Raymond James & Associates, Inc. (KNOXVILLE TN)
TN
02/15/1984 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (KNOXVILLE TN)
NA
10/28/1977 - 03/12/1984
FIRST SOUTHEASTERN COMPANY
NA
01/26/1973 - 11/29/1977
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 09/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/04/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/08/1980
Series 4 - Registered Options Principal Examination
BC
Issued 01/25/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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