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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Charles Tumlin is an investment advisor representative with over 30 years of experience in the financial services industry. William Tumlin is currently registered with Raymond James & Associates, Inc. and is licensed in 36 states and the District of Columbia. William Tumlin has previously worked for Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc. William Tumlin's areas of expertise include financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
06/23/2015 - Present
Raymond James & Associates, Inc. (BEAUFORT SC)
SC
01/01/2008 - 06/02/2015
WELLS FARGO ADVISORS, LLC (BEAUFORT SC)
SC
03/14/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BEAUFORT SC)
VA
09/22/1993 - 01/25/1994
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
IA
Issued 06/25/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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