Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Charles Sweeney is a registered representative with Global Atlantic Distributors, LLC and has been in the financial industry since October 27, 2011. William Sweeney has passed the Series 63, Series 7TO, Series 6, and SIE exams. William Sweeney was previously registered with Hartford Equity Sales Company Inc. from September 30, 2005 to August 17, 2009, Prudential Investment Management Services LLC from December 6, 2004 to June 21, 2005, and Prudential Retirement Brokerage Services, Inc. from November 17, 2003 to December 6, 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/19/2017 - Present
Global Atlantic Distributors, LLC (HARTFORD CT)
CT
09/30/2005 - 08/17/2009
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
NJ
12/06/2004 - 06/21/2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CT
11/17/2003 - 12/06/2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
BC
Issued 03/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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