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William Charles Sines

BFC Planning, Inc.

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About William Charles Sines

William Sines is a financial advisor with over 26 years of experience in the industry. William is currently registered with BFC Planning, Inc. and is also registered in Florida and Michigan as an Investment Advisor Representative. William is committed to helping clients achieve their financial goals through a variety of services including financial planning and portfolio management for individuals and businesses. William has a diverse range of experience, having worked previously with several firms including KALOS CAPITAL, INC., SII INVESTMENTS, INC., and PRUCO SECURITIES CORPORATION.

Firm Information

William Sines is currently registered with BFC Planning, Inc.. BFC Planning, Inc. is an investment advisory firm headquartered in Cedar Rapids, Iowa. The firm has over 200 investment advisor representatives and manages over $1.8 billion in assets. They provide financial planning, portfolio management for individuals, and selection of other advisors. BFC Planning serves a variety of clients, including individuals, corporations, pension plans, and charitable organizations.
BFC Planning, Inc.

4201 42ND STREET NE

CEDAR RAPIDS, IA 52402

$1.84B

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fee

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William Sines’s Registration & Firm History

FL

07/17/2018 - Present

BFC Planning, Inc. (Seminole FL)

FL

08/24/2015 - 06/28/2018

KALOS CAPITAL, INC. (Seminole FL)

FL

09/20/1997 - 08/24/2015

SII INVESTMENTS, INC. (SEMINOLE FL)

NJ

11/01/1991 - 06/26/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

11/01/1991 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 12/17/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2018

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 07/27/1998

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/31/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for William Charles Sines. Review regulatory record here.
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