Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Charles Roland is a financial advisor with over 30 years of experience in the industry. William is registered with LPL Financial LLC. William has previously worked with Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, CIGNA Financial Advisors, Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company. William has Series 2, 6, 7, 63, and SIE licenses. William holds a state securities license in Arizona, California, Idaho, Michigan, Nevada, Oregon, and Texas. William provides financial planning services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/08/2021 - Present
LPL Financial LLC (PETALUMA CA)
CA
06/01/1998 - 11/09/2021
LINCOLN FINANCIAL ADVISORS CORPORATION (PETALUMA CA)
IN
08/15/2001 - 04/07/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
PA
01/01/1993 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
MA
04/09/1990 - 12/10/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/09/1990 - 12/10/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 02/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1996
Series 2 - Non-Member General Securities Examination
BC
Issued 04/06/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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