Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Charles Roe is an active financial advisor with over 35 years of experience in the industry. William is currently registered with Osaic Wealth, Inc. in WEAVERVILLE, NC and has previously worked with firms such as Woodbury Financial Services, Inc. and Questor Capital Corporation. William is registered to conduct business in 11 states and holds the Series 6, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
01/19/2024 - Present
Osaic Wealth, Inc. (WEAVERVILLE NC)
NC
03/01/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (WEAVERVILLE NC)
NC
12/01/2006 - 03/01/2019
QUESTAR CAPITAL CORPORATION (ASHEVILLE NC)
NC
09/20/2002 - 12/01/2006
USALLIANZ SECURITIES, INC. (ASHEVILLE NC)
NE
01/21/2000 - 08/06/2002
AMERITAS INVESTMENT CORP. (LINCOLN NE)
MA
06/03/1987 - 02/07/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/03/1987 - 02/07/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 06/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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