Unclaimed
William Charles Miller is a financial advisor with Penserra Securities, LLC. William has been in the financial industry since January 27, 2005. William has passed the Series 7 and SIE exams and has been registered with FINRA since May 3, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/03/2017 - Present
Penserra Securities, LLC (CHICAGO IL)
IL
01/28/2005 - 05/18/2017
CHEEVERS & COMPANY, LLC (CHICAGO IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Chicago, Inc.
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