Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Charles Grimes is a securities professional with over 10 years of experience in the financial services industry. William Grimes holds a Series 7, Series 3, Series 66, and Series 24 licenses. Currently, William Grimes is registered with Forge Securities LLC, a firm with offices in New York and San Francisco. Previously, William Grimes was registered with PIMCO Investments LLC in New York. William Grimes is currently licensed in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/19/2014 - Present
Forge Securities LLC (NEW YORK NY)
NY
05/13/2011 - 02/14/2014
PIMCO INVESTMENTS LLC (NEW YORK NY)
BOTH
Issued 05/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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