Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Charles Gribble is an investment advisor representative with RBC Capital Markets, LLC. William is based in Richmond, VA and has been in the industry since March 25, 1999. William holds a variety of licenses, including Series 6, 7, 10, 31, 63, and 65. William is also a registered representative for RBC Capital Markets, LLC in several states. William has experience with both individual and institutional clients and specializes in investment management, financial planning, and retirement planning. Before joining RBC Capital Markets, LLC, William was employed by Wells Fargo Clearing Services, LLC, First Clearing, LLC, Morgan Stanley DW Inc., NYLIFE Securities Inc., Signator Investors, Inc., and Fortis Investors, Inc. William's commitment to his clients is evident in his long history of service and his dedication to providing personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
02/09/2024 - Present
RBC Capital Markets, LLC (CHEVY CHASE MD)
VA
11/07/2007 - 01/22/2020
WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)
VA
02/28/2003 - 11/08/2007
FIRST CLEARING, LLC (RICHMOND VA)
NY
01/30/2001 - 11/19/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/25/1999 - 05/01/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
04/07/1998 - 01/29/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MN
06/11/1997 - 12/03/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 09/08/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/15/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 03/08/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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