Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Charles Fraser is a registered investment advisor and financial professional with over 30 years of experience in the industry. William is currently associated with Parnassus Funds Distributor, LLC, a firm that provides investment advisory services. William has a strong track record in the financial services industry, holding a variety of licenses and certifications, including Series 63, Series 26, Series 99TO, Series 6TO, SIE, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/17/1993 - Present
Parnassus Funds Distributor, LLC (San Francisco CA)
NY
04/05/1993 - 04/19/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 03/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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