Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Chapman Peterson is a financial advisor with over 10 years of experience in the industry. William has a broad range of experience, having previously worked with Stifel, Nicolaus & Company, Incorporated and J.P. Morgan Securities LLC. Currently, William is a registered representative with J.P. Morgan Securities LLC in San Francisco, CA, where he is a Series 7, 86, 87, and SIE licensed representative. William holds a Series 63 license as well.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
10/13/2014 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
06/05/2013 - 10/23/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
CA
10/03/2011 - 05/20/2013
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 10/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/14/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/30/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Peterson is the right advisor for you? Invested Better is here to help.
