Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Chang Jo is a financial professional with over 25 years of experience in the industry. William is currently registered with Stonex Financial Inc. in Boca Raton, FL. William has a strong background in the financial services industry, with previous experience at firms such as INTL FCSTONE CREDIT TRADING LLC, STERNE, AGEE & LEACH, INC., and FIRST AMERICAN CAPITAL AND TRADING CORPORATION. William holds a Series 7, Series 24, Series 63, and Series 65 licenses. William is also a Registered Options Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
11/13/2013 - Present
Stonex Financial Inc. (BOCA RATON FL)
NY
02/21/2019 - 05/01/2019
INTL FCSTONE CREDIT TRADING LLC (NEW YORK NY)
FL
12/01/2016 - 07/11/2017
STERNE, AGEE & LEACH, INC. (BOCA RATON FL)
FL
08/06/2007 - 07/29/2014
FIRST AMERICAN CAPITAL AND TRADING CORPORATION (BOCA RATON FL)
FL
08/26/1999 - 07/25/2007
1ST DISCOUNT BROKERAGE, INC. (WEST PALM BEACH FL)
MO
08/03/1999 - 08/26/1999
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
FL
11/21/1996 - 08/19/1999
WALL STREET MONEY CENTER CORP. (BOCA RATON FL)
IA
Issued 11/06/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/1999
Series 24 - General Securities Principal Examination
BC
Issued 09/02/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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