Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Day has been a Registered Representative for over 25 years. William currently works with LPL Financial LLC and has been with the firm since May 2022. Prior to that, William was with CUNA BROKERAGE SERVICES, INC., based in Warren, OH, from November 1998 until May 2022. William holds a Series 6, Series 7, Series 63, and Series 65 license, and has obtained the SIE exam. William is registered to provide securities and investment advisory services in over 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/18/2022 - Present
LPL Financial LLC (WARREN OH)
OH
11/04/1998 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (WARREN OH)
MA
04/10/1996 - 09/28/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/10/1996 - 09/28/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 05/31/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/09/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Day is the right advisor for you? Invested Better is here to help.
