Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Chan is a financial professional with over 25 years of experience in the securities industry. William is currently registered with Mufg Securities Americas Inc. and is licensed to conduct business in all 50 states. Previously, William was employed by NYLIFE Securities LLC, Bear, Stearns & Co. Inc. and SG Cowen Securities Corporation. William holds the Series 7, 79TO, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/12/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
07/12/2023 - 09/29/2023
NYLIFE SECURITIES LLC (WHITE PLAINS NY)
NY
11/30/1998 - 09/04/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/21/1998 - 04/30/1999
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 10/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/12/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/30/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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