Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Chambers Miller is a registered investment advisor representative with Raymond James & Associates, Inc. located in New Haven, CT. William has been in the financial services industry since 1993. William has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Prudential Securities Incorporated and PaineWebber Incorporated. William has a Series 7, Series 63, and Series 65 license. William is affiliated with Raymond James & Associates, Inc. who is a large firm with $1 billion - $10 billion in assets. The firm has offices in 24 states. William is also a registered investment advisor representative in 26 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/25/2019 - Present
Raymond James & Associates, Inc. (NEW HAVEN CT)
CT
11/14/2008 - 03/25/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW HAVEN CT)
CT
06/29/2001 - 11/24/2008
UBS FINANCIAL SERVICES INC. (NEW HAVEN CT)
NY
02/27/1998 - 07/02/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
02/22/1993 - 03/13/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 03/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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